Learn how an NOA or LOR is processed.
NOA or LOR processing
NOA/LORs are processed through a double processing queue.
All NOA/LORs must be sent to the NOA email set up for each broker to be processed.
Each process is done by a different person to ensure that there are two matching actions.
If, for any reason they differ, a manager will review them to make the final determination on the paperwork.
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